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Pamela Cook

24 Years of Experience
Denver, CO
Broker

Pamela Cook is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4643 South Ulster Street, Suite 1350, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
August 2023 - Present · 2 yrs 9 mos
Raymond James & Associates, INC.Broker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Kestra Advisory Services, LLC
June 2019 - August 2023 · 4 yrs 2 mos
Kestra Investment Services, LLCBroker
June 2019 - August 2023 · 4 yrs 2 mos
RBC Capital Markets, LLC
December 2018 - June 2019 · 6 mos
RBC Capital Markets, LLCBroker
May 2015 - June 2019 · 4 yrs 1 mo
Fidelity Brokerage Services LLCBroker
July 2013 - January 2015 · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
October 2000 - June 2013 · 12 yrs 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.
Pamela Cook - Financial Advisor | TrueAdvisor