Derek Ralston is a registered investment advisor at Ncm Capital Management, LLC, based in Ramsey, NJ, with 14 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 252 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.40% |
| $1.0M - $2.0M | 1.30% |
| $2.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.20% |
| $10M+ | 1.20% |
Rates shown reflect the higher end of the standard investment management and wealth management ranges disclosed by the firm. Fees vary based on investment strategy and holdings, and are negotiable for accounts over $10 million.
Fee Estimator
Location
161 North Franklin Turnpike Ste. 203, Ramsey, NJ, 07446
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek is an Investment Advisor Representative at NCM Capital Management Inc. since 2015, spending about half their time there. Derek also owns a junk removal service and is President of the Ramsey Chamber of Commerce, dedicating minimal time to each.
Employment History
Current Registrations
Ncm Capital Management, LLC
Income & Asset Advisory, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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