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Peter Nicoletti

Stifel, Nicolaus & Company, Incorporated
26 Years of Experience
Palm Beach, FL
1 DisclosureBroker
View SEC Summary
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Peter Nicoletti is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Palm Beach, FL, with 26 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

140 Royal Palm Way, Suite 204, Palm Beach, FL, 33480

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2015
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Peter is the Chairman of the Board of Directors for Opportunity Inc., a pre-school, and assists with guiding investments, dedicating a few hours per week. He also has a 1% ownership in PTCC Partners, an oil and gas well investment, spending minimal time on this activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - Present · 10 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
December 2015 - Present · 10 yrs 10 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2009 - December 2015 · 6 yrs 8 mos
Wells Fargo Advisors, LLCBroker
January 2009 - December 2015 · 6 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - January 2009 · 1 yr 9 mos
Morgan Stanley
May 2004 - April 2007 · 2 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 2004 - April 2007 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.
April 2000 - May 2004 · 4 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
April 2000 - May 2004 · 4 yrs 1 mo
State Registrations28 states
ALAZCACOCTDCFLGAIDILKYMDMEMOMSNCNHNJNMNVNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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