Enrique Araiza is a registered investment advisor, based in Houston, TX, with 23 years of industry experience.
Location
4444 Westheimer Rd., Suite G500, Houston, TX, 77027
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usca Securities LLCBroker
January 2025 - Present · 1 yr 4 mos
U.S. Capital Wealth Advisors, LLC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Titleist Asset Management, LLC
April 2023 - January 2025 · 1 yr 9 mos
Titleist Capital, LLCBroker
March 2020 - January 2025 · 4 yrs 10 mos
Titleist Capital, LLC
March 2020 - August 2023 · 3 yrs 5 mos
Bb&t Securities, LLCBroker
March 2019 - March 2020 · 1 yr
Bb&t Securities, LLC
March 2019 - March 2020 · 1 yr
Titleist Asset Management, LTD.Broker
September 2013 - December 2018 · 5 yrs 3 mos
Titleist Asset Management, LTD.
September 2013 - December 2018 · 5 yrs 3 mos
Argentus Advisors, LLC
February 2013 - October 2013 · 8 mos
Argentus Securities, LLCBroker
December 2012 - October 2013 · 10 mos
Base Securities, LLCBroker
December 2004 - November 2010 · 5 yrs 11 mos
Bbva Bancomer Securities International, INC.Broker
June 2003 - January 2005 · 1 yr 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2002 - June 2003 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2001 - June 2003 · 1 yr 8 mos
Gamma Capital Securities, INCBroker
April 2000 - October 2001 · 1 yr 6 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.