Lisa Doherty is a registered investment advisor at Osaic Wealth, INC., based in Rochester, MN, with 25 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2770 Commerce Drive Nw, Rochester, MN, 55901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lisa is a Senior OSJ Branch Manager & Director of Securities Ops for Securities Support Unit, LLP and Collective Financial Group, taking nearly full-time. She also owns rental property and is a successor co-trustee/POA for family members, requiring minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations52 states
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