AJ
AJ
Arielle Jaffe
24 Years of Experience
El Segundo, CA
Broker
Arielle Jaffe is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 24 years of industry experience. Arielle operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Investment Services LLCBroker
January 2021 - Present · 5 yrs 6 mos
Cetera Wealth Services, LLCBroker
January 2021 - Present · 5 yrs 6 mos
Cetera Wealth Services, LLC
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2021 - June 2023 · 2 yrs 5 mos
Securities America Advisors, INC.
July 2020 - January 2021 · 6 mos
Securities America, INC.Broker
July 2020 - January 2021 · 6 mos
Ladenburg Thalmann & CO. INC.Broker
March 2019 - December 2019 · 9 mos
Investacorp Advisory Services INC
May 2008 - July 2020 · 12 yrs 2 mos
Investacorp, INC.Broker
May 2007 - July 2020 · 13 yrs 2 mos
Suntrust Investment Services, INC.
November 2001 - May 2006 · 4 yrs 6 mos
Suntrust Investment Services, INC.Broker
November 2001 - May 2006 · 4 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
May 2001 - May 2001 · 0 mos
Salomon Smith Barney INC.Broker
July 2000 - May 2001 · 10 mos
Pruco Securities CorporationBroker
March 2000 - June 2000 · 3 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.