Leslie Warren is a registered investment advisor at LPL Financial LLC, based in Clackamas, OR, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10121 SE Sunnyside Rd, Ste 320, Clackamas, OR, 97015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Leslie operates Byrd Financial Group as a DBA for their LPL business and owns real estate. Leslie also dedicates about a quarter of their time to Manao Wealth Strategies, LLC, and spends minimal time on Ibera Family Properties, LLC and notary services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Pensionmark Securities, LLCBroker
Capfinancial Securities, LLC.Broker
Allianz Life Financial Services, LLCBroker
Metlife Investors Distribution CompanyBroker
Allstate Distributors, L.L.C.Broker
Safeco Investment Services, INC.Broker
Cal Fed InvestmentsBroker
Sunamerica Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.