Jonathan Rick
Jonathan Rick is a registered investment advisor at B.B. Graham & Company, INC., based in Lincolnshire, IL, with 25 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 303 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
B.B. Graham & Co.'s annual investment management fee is negotiated and does not exceed 2.99% of the value of your portfolio. The fee is invoiced by the custodian, RBC, on behalf of B.B. Graham & Co. Fees may be higher or lower than this depending on the relationship, complexity, or pre-existing agreements.
Location
Millbrook Office Center, 475 Half Day Road #500, Lincolnshire, IL, 60069
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jonathan is the president and 100% owner of Grace Wealth Management, LLC, a DBA for a branch of B.B. Graham & Co. The business is focused on investment and financial services.
Employment History
Current Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Previous Registrations
First Midamerica Investment Corporation
First Midamerica Investment CorporationBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Polar Investment Counsel, INC.Broker
Shepherd Financial Group, LLCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.