CO
CO

Christopher O'connor

21 Years of Experience
Aspen, CO
2 DisclosuresBroker

Christopher O'connor is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Aspen, CO, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

307 Aspen Airport Business Center, Suite P, Aspen, CO, 81611

Get directions

History

Regulatory History (2)
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Criminal
December 2004
Final Disposition
Criminal
September 1999
Final Disposition
Other Business Activities

Christopher is the Vice President and Director/Financial Advisor to The Arrowhead Foundation, Inc., a charitable foundation incorporated by his parents. He dedicates a few hours per week to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
March 2006 - Present · 20 yrs 2 mos
Previous Registrations
Raymond James Financial Services
July 2007 - January 2009 · 1 yr 6 mos
Sonic Technologies LLCBroker
November 2003 - March 2004 · 4 mos
Tucker Anthony IncorporatedBroker
December 2000 - November 2001 · 11 mos
Signator Investors, INC.Broker
July 2000 - December 2000 · 5 mos
State Registrations3 states
COFLMA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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