James Adams
James Adams is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Bloomington, IL, with 26 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1705 Tullamore Ave Ste B, Bloomington, IL, 61704
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2014Other Business Activities
James serves as durable power of attorney for his mother, an investment-related activity. This requires minimal time, about 2 hours during trading on a case-by-case basis.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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