Leann Canty
Leann Canty is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Arvada, CO, with 26 years of industry experience. Leann is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
5720 Zephyr Street, Arvada, CO, 80002
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leann sells fixed insurance, owns Canty's Financial Strategies, Inc. to facilitate securities, advisory, insurance, and tax preparation business, owns rental property, and provides tax preparation and payroll services through Canty's Financial Strategies, Inc. These activities take minimal time, full-time, minimal time, and about a quarter of her time, respectively.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Persichitte, CFPDelagify Financial
- Richard Simms, PFSKestra Advisory Services, LLC
- Cassidy Murphy, CFPFiduciary Financial Group, LLC
- Martin Kollmorgen, CFASerenity Alternative Investment Management, LLC
- Stephanie Mcelheny, CFPAspen Wealth Strategies, LLC
- Benjamin Hewitt, CFPEdward Jones