Christian Garofalo
Christian Garofalo is a registered investment advisor at LPL Financial LLC, based in Sarasota, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Sarasota, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christian is a 100% shareholder of CJ Garofalo Inc. He also provides investment advisory services through Tyler-Stone Wealth Management, LLC, spending about a quarter of his time on this. Christian dedicates minimal time to non-variable insurance and real estate rental.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Tyler-Stone Wealth Management, LLC
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Financial Network Group LTD
Royal Alliance Associates, INC.Broker
AXA Advisors, LLCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.