Scott Koesterer is a CFP, ChFC-designated registered investment advisor at Capital Asset Advisors LLC., based in Scottsdale, AZ, with 26 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 82 clients with $41M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.40% |
| $100K - $250K | 1.30% |
| $250K - $1000K | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.85% |
| $5M+ | 0.65% |
Fees are negotiable depending upon the needs of the client and complexity of the situation. CAA_LLC will also charge an initial setup fee for certain client accounts.
Fee Estimator
Location
6991 E Camelback Rd, 200, Scottsdale, AZ, 85251
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott owns a rental condo since 2013, dedicating minimal time. He is also the secretary/treasurer for Northwest Valley Professionals, spending a few hours per week, and the vice president of Vacation Land Condo Assoc, spending minimal time. Scott is also an advisory representative of a RIA, dedicating about a quarter of his time.
Employment History
Current Registrations
Capital Asset Advisors LLC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
New England SecuritiesBroker
Fox & Company Investments INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.