Joseph Shaw
Joseph Shaw is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Ellicott City, MD, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9151 Baltimore Nat'L Pike, Ellicott City, MD, 21042
Get directionsHistory
Regulatory History (4)
Customer Dispute
March 2015Customer Dispute
November 2010Customer Dispute
February 2009Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Joseph works as an advisor at Fulton Bank and as an associate at Fulton Financial Advisors, dedicating about half his time to each. He also works as an agent for Specific Solutions selling life insurance, dedicating a few hours per week.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Uvest Financial Services Group, INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.