Robert Mendoza is a registered investment advisor at Bailard, INC., based in Foster City, CA, with 18 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 1,069 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
1,069 clients
Average Client Portfolio
$6.1M average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:$2M
Planning is included in investment management
Minimum Annual Fee:$20,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
950 Tower Ln, Ste 1900, Foster City, CA, 94404-2131
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
July 2020Other Business Activities
Robert is a notary public, notarizing documents since 2022. This requires minimal time.
Employment History
Current Registrations
Bailard, INC.
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2020 - May 2023 · 2 yrs 7 mos
Cetera Advisor Networks LLCBroker
October 2020 - May 2023 · 2 yrs 7 mos
Raymond James & Associates, INC.Broker
September 2016 - August 2020 · 3 yrs 11 mos
Raymond James & Associates, INC.
September 2016 - August 2020 · 3 yrs 11 mos
Deutsche Bank Securities INC.
November 2015 - September 2016 · 10 mos
Deutsche Bank Securities INC.Broker
November 2015 - September 2016 · 10 mos
Ameriprise Financial Services, INC.
March 2014 - November 2015 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
March 2014 - November 2015 · 1 yr 8 mos
Cue Financial Group, INC.
August 2013 - December 2013 · 4 mos
Foothill Securities, INC.Broker
August 2013 - January 2014 · 5 mos
Wells Fargo Advisors, LLC
July 2010 - July 2013 · 3 yrs
Wells Fargo Advisors, LLCBroker
July 2010 - July 2013 · 3 yrs
Morgan Stanley Smith Barney LLC
June 2009 - June 2010 · 1 yr
Morgan Stanley Smith BarneyBroker
June 2009 - June 2010 · 1 yr
Citigroup Global Markets INC.
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
April 2007 - June 2009 · 2 yrs 2 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.