Michael Malcolm
Michael Malcolm is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in New Holland, PA, with 26 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
301 East Main Street, New Holland, PA, 17557
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is involved in several business activities, including LMS Advisors LLC, Ridgeview Advisers LLC, LMS Tax & Accounting LLC, and M2T LLC. He also owns rental property, dedicating minimal time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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