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Joe Cuturilo

LPL Financial LLC
25 Years of Experience
Lombard, IL
4 DisclosuresBrokerSells Insurance
View SEC Summary
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Joe Cuturilo is a registered investment advisor at LPL Financial LLC, based in Lombard, IL, with 25 years of industry experience. Joe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

325 S Main St Ste 1N, Lombard, IL, 60148

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Settled
Customer Dispute
December 2008
Denied
Customer Dispute
September 2005
Denied
Customer Dispute
January 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joe operates Family Wealth Management as a DBA for his LPL business and is a Notary Public. He is also appointed with Producers Financial Group Midwest (PFG), Prudential, & Protective Life for certain life insurance cases, spends minimal time collecting rents from sub-tenants, and dedicates a few hours per week to his real estate rental business, J.B.E.L. Properties LLC.

Employment History
Current Registrations
LPL Financial LLCBroker
December 2010 - Present · 15 yrs 10 mos
LPL Financial LLC
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Chase Investment Services CORP.
July 2005 - December 2010 · 5 yrs 5 mos
Chase Investment Services CORP.Broker
July 2005 - December 2010 · 5 yrs 5 mos
Banc One Securities Corporation
July 2003 - July 2005 · 2 yrs
Banc One Securities CorporationBroker
April 2003 - July 2005 · 2 yrs 3 mos
American Express Financial Advisors, INC.
June 2000 - October 2002 · 2 yrs 4 mos
American Express Financial Advisors INC.Broker
May 2000 - October 2002 · 2 yrs 5 mos
Ids Life Insurance CompanyBroker
May 2000 - October 2002 · 2 yrs 5 mos
State Registrations10 states
ARFLILINMINCSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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