JH
JH

John Hamn

26 Years of Experience
Decatur, AL
Broker

John Hamn is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Decatur, AL, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

248 Johnston Street Se, Decatur, AL, 35601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a managing member of Gunski, LLC, a real estate investment company, and owns rental property through Rectory, LLC. He spends minimal time managing these properties.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs
Previous Registrations
Sterne Agee Asset Management, INC.
July 2009 - July 2015 · 6 yrs
Sterne, Agee & Leach, INC.Broker
July 2009 - July 2015 · 6 yrs
Nbc Securities, INC.
May 2000 - August 2009 · 9 yrs 3 mos
Nbc Securities, INC.Broker
February 2000 - August 2009 · 9 yrs 6 mos
State Registrations17 states
ALDEFLGAHIILLAMOMSNCOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.