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Cesar Hurtado

Oppenheimer & CO. INC.
26 Years of Experience
Coral Gables, FL
4 DisclosuresBroker
View SEC Summary
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Cesar Hurtado is a registered investment advisor at Oppenheimer & CO. INC., based in Coral Gables, FL, with 26 years of industry experience. Cesar is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2811 Ponce De Leon Boulevard, Suite 900, Coral Gables, FL, 33134

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2023
Final
Regulatory
August 2021
Final
Customer Dispute
August 2019
Settled
Customer Dispute
September 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cesar and his wife own and lease residential properties since 2006. Cesar devotes minimal time to this business.

Employment History
Current Registrations
Oppenheimer & CO. INC.
December 2005 - Present · 20 yrs 10 mos
Oppenheimer & CO. INC.Broker
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Cibc World Markets CORP.Broker
April 2000 - January 2003 · 2 yrs 9 mos
State Registrations8 states
CAFLGAIAMNNYPRTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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