Steven Gallo is a registered investment advisor at LPL Financial LLC, based in Clemmons, NC, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2625 Neudorf Road, Suite 400, Clemmons, NC, 27012
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Steven operates Marzano Capital Group as a DBA for his LPL business since 2015, dedicating 20% of his time. He is also a registered investment advisor with Independent Advisor Alliance and Marzano Capital Group, spending nearly full-time on these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
Independent Advisor Alliance, LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Blue Vase Securities, LLC
Blue Vase Securities, LLCBroker
Capital Investment Brokerage, INC.Broker
Capital Investment Group, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.