JM
JM

Jeff Main

25 Years of Experience
Laguna Niguel, CA
Broker

Jeff Main is a registered investment advisor at Morgan Stanley, based in Laguna Niguel, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

28202 Cabot Road, Suite 500, Laguna Niguel, CA, 92677

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Jeff is a trustee for a trust since 2022 and has a rental property since 2024, managed by his spouse. These activities require minimal time commitment from Jeff.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
November 2005 - June 2009 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Morgan Stanley
November 2000 - November 2005 · 5 yrs
Morgan Stanley Dw INC.Broker
April 2000 - November 2005 · 5 yrs 7 mos
State Registrations37 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.