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Daniel Gale

King Wealth Management Group, LLC
24 Years of Experience
Saratoga Springs, NY
View SEC Summary
View SEC Summary

Daniel Gale is a registered investment advisor at King Wealth Management Group, LLC, based in Saratoga Springs, NY, with 24 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 719 clients with $1.1B in assets under management.

King Wealth Management Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
719 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

The annual fee is a maximum of 1.50% and is negotiable depending on the market value of the assets and the services rendered. Subject to a $500 minimum annual management fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

270 West Circular Street, Suite 1, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel coaches a soccer club, Capital Elite FC, dedicating a few hours per week. He is also a Notary Public for the State of New York, spending minimal time on this activity. Additionally, Daniel is the owner and sole shareholder of KWMG of NY Inc., providing management and administrative services to King Wealth Management Group, LLC, spending about 10-20% of his time.

Employment History
Current Registrations
King Wealth Management Group, LLC
May 2021 - Present · 5 yrs 5 mos
Previous Registrations
King Wealth Management Group, LLC
June 2014 - December 2018 · 4 yrs 6 mos
Purshe Kaplan Sterling InvestmentsBroker
February 2012 - January 2018 · 5 yrs 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2003 - June 2009 · 5 yrs 8 mos
Quick & Reilly, INC.Broker
September 2000 - November 2003 · 3 yrs 2 mos
Fis Securities, INC.Broker
March 2000 - September 2000 · 6 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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