William Engelberger is a registered investment advisor at Morgan Stanley, based in Portland, ME, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
100 Middle Street, 3rd Floor, Portland, ME, 04101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
March 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
March 2010 - Present · 16 yrs 2 mos
Previous Registrations
Charles Schwab & CO., INC.
October 2005 - December 2009 · 4 yrs 2 mos
Charles Schwab & CO., INC.Broker
September 2005 - December 2009 · 4 yrs 3 mos
Charles Schwab & CO., INC.
July 2004 - November 2004 · 4 mos
Charles Schwab & CO., INC.Broker
March 2000 - November 2004 · 4 yrs 8 mos
State Registrations23 states
CTDEFLGAIDINMAMDMEMIMNNCNHNJNYOKPATNTXVAWAWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.