Clifford Schmidt
Clifford Schmidt is a registered investment advisor at Foundation Associates Asset Management INC., based in san diego, CA, with 46 years of industry experience. Clifford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7 clients with $9.4M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable. The firm also charges 10% of realized profits for investment recommendations only, available to qualified purchasers.
Fee Estimator
Location
san diego, CA
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 1996Customer Dispute
December 1995Other Business Activities
Clifford is the sole shareholder of Foundation Associates Asset Management Inc., a commodity trading advisor, and CEO. He also serves as Treasurer of the Advisory Board for the Academy of Finance at San Diego High School Foundation and owns rental property in La Quinta, CA.
Employment History
Current Registrations
Foundation Associates Asset Management INC.
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.