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Andrew Baker

25 Years of Experience
1 DisclosureBroker

Andrew Baker is a registered investment advisor at Independent Financial Group, LLC, based in Cicero, NY, with 25 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)

IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.

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Location

Cicero, NY

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History

Regulatory History (1)
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Customer Dispute
May 2025
Pending
Other Business Activities

Andrew is the owner/operator of a sole proprietorship that buys used boats, RVs, autos, and snowmobiles at auction and sells them to retail customers. This activity, which is not investment-related, takes a few hours per week.

Employment History
Current Registrations
Independent Financial Group, LLC
May 2021 - Present · 4 yrs 11 mos
Independent Financial Group, LLCBroker
October 2012 - Present · 13 yrs 6 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
November 2006 - October 2012 · 5 yrs 11 mos
New England SecuritiesBroker
May 2000 - November 2006 · 6 yrs 6 mos
MML Investors Services, INC.Broker
April 2000 - April 2000 · 0 mos
State Registrations5 states
FLMAMDNCNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.