AB
AB

Andrew John Baker

25 Years of Experience
1 DisclosureBroker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
527 advisors
Number of Clients
44,045 clients
Average Client Portfolio
$257K average
Assets Under Management
$11.3B

Fee Structure

Minimum Investment:$2K
Financial Planning:Investment management only
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Location

Cicero, NY

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History

Regulatory History (1)
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Customer Dispute
May 2025
Pending
Other Business Activities

Andrew is the owner/operator of a sole proprietorship that buys used boats, RVs, autos, and snowmobiles at auction and sells them to retail customers. This activity, which is not investment-related, takes a few hours per week.

Employment History
Current Registrations
Independent Financial Group, LLC
May 2021 - Present · 4 yrs 9 mos
Independent Financial Group, LLCBroker
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Cadaret, Grant & CO., INC.Broker
November 2006 - October 2012 · 5 yrs 11 mos
New England SecuritiesBroker
May 2000 - November 2006 · 6 yrs 6 mos
MML Investors Services, INC.Broker
April 2000 - April 2000 · 0 mos
State Registrations6 states
FLMAMDNCNYPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.