CP
CP

Chris Pina

21 Years of Experience
Salt Lake City, UT
1 DisclosureBroker

Chris Pina is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Salt Lake City, UT, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1100 E 6600 S, Salt Lake City, UT, 84121

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History

Regulatory History (1)
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Financial
March 2016
Final
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2011 - Present · 15 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2011 - Present · 15 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2011 - Present · 15 yrs 3 mos
Previous Registrations
Banc of America Investment Services, INC.Broker
September 2006 - February 2007 · 5 mos
Banc of America Investment Services, INC.
September 2006 - February 2007 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2003 - September 2006 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2003 - September 2006 · 3 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2000 - August 2002 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2000 - August 2002 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.