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Daniel Feichtner

Oppenheimer & CO. INC.
26 Years of Experience
St. Louis, MO
2 DisclosuresBroker
View SEC Summary
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Daniel Feichtner is a registered investment advisor at Oppenheimer & CO. INC., based in St. Louis, MO, with 26 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

One North Brentwood Boulevard, Suite 600, St. Louis, MO, 63105

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Settled
Customer Dispute
December 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.Broker
December 2017 - Present · 8 yrs 10 mos
Oppenheimer & CO. INC.
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
Smith Moore & CO.
March 2008 - November 2017 · 9 yrs 8 mos
Smith, Moore & CO.Broker
March 2008 - November 2017 · 9 yrs 8 mos
Morgan Keegan & Company, INC.Broker
July 2004 - March 2008 · 3 yrs 8 mos
Morgan Keegan & Company, INC.
July 2004 - March 2008 · 3 yrs 8 mos
Union Planters Investment Advisors, INC.
March 2004 - August 2004 · 5 mos
Pfic Securities CorporationBroker
November 2003 - August 2004 · 9 mos
Invest Financial CorporationBroker
March 2001 - October 2003 · 2 yrs 7 mos
Financial Network Investment CorporationBroker
February 2000 - April 2001 · 1 yr 2 mos
State Registrations28 states
ALARAZCACOCTFLGAIAIDILINKSMAMDMIMNMONCNJNMOHOKPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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