Stephen Murphy
Stephen Murphy is a registered investment advisor at Triumph Capital Management, based in Denver, CO, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 2,239 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Triumph Capital Management (TCM) offers investment management services for a fee, which covers advisory and consulting services, trade execution, investment supervision, and account maintenance. The maximum annual investment advisory fee is 3.00%, but the specific fee is outlined in the investment advisory agreement and may vary based on factors like account size and complexity. TCM also charges a minimum fee of $180 annually for accounts held at Charles Schwab, though this fee may be waived or reduced. TCM also offers the Managed by TCM program at Security Benefit, with advisory fees ranging from 1.0% to 1.5%, depending on the Security Benefit option selected.
Location
1610 Wynkoop Street, Suite 550, Denver, CO, 80202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an insurance agent at Triumph Capital, LLC since 2020, where he educates clients and implements insurance policies. He dedicates minimal time to this activity.
Employment History
Current Registrations
Triumph Capital Management
Previous Registrations
Cetera Advisor Networks LLCBroker
Summit Brokerage Services, INC.Broker
Campbell Financial Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.