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Richard Lamonica

24 Years of Experience
Medway, MA
1 DisclosureBroker

Richard Lamonica is a registered investment advisor at John Hancock Investment Management LLC, based in Medway, MA, with 24 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 126 clients with $210B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
172 advisors
IM Fee
Planning only
Assets Under Management
$212.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Medway, MA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2013
Other Business Activities

Richard contracts with Uber as a driver partner in their ride share program. This takes about a quarter of his time and occurs outside of SEC trading hours.

Employment History
Current Registrations
John Hancock Investment Management LLC
November 2018 - Present · 7 yrs 11 mos
John Hancock Investment Management Distributors LLC
February 2013 - Present · 13 yrs 8 mos
John Hancock Investment Management Distributors LLCBroker
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Manulife Asset Management (US) LLC
April 2013 - November 2018 · 5 yrs 7 mos
Lincoln Financial Distributors, INC.Broker
May 2012 - February 2013 · 9 mos
John Hancock Distributors LLCBroker
June 2011 - December 2011 · 6 mos
Manulife Asset Management (US) LLC
November 2009 - December 2011 · 2 yrs 1 mo
John Hancock Funds, LLCBroker
November 2009 - November 2011 · 2 yrs
John Hancock Advisers, LLC
December 2008 - December 2010 · 2 yrs
John Hancock Distributors LLCBroker
August 2004 - November 2009 · 5 yrs 3 mos
John Hancock Distributors LLC
August 2004 - December 2006 · 2 yrs 4 mos
John Hancock Advisers, LLC
September 2003 - July 2004 · 10 mos
Sovereign Asset Management Corporation
September 2003 - July 2004 · 10 mos
John Hancock Funds, LLCBroker
April 2003 - July 2004 · 1 yr 3 mos
Signator Investors, INC.Broker
August 2000 - October 2001 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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