Francis Fazio is a CFP-designated registered investment advisor, based in Deerfield, IL, with 24 years of industry experience.
Location
540 Lake Cook Road, Suite 600, Deerfield, IL, 60015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mercer Allied Company, L.P.Broker
March 2026 - Present · 2 mos
Goldman Sachs & CO. LLCBroker
January 2021 - Present · 5 yrs 4 mos
Goldman Sachs Wealth Services, L.P.
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Mercer Allied Company, L.P.Broker
July 2018 - January 2021 · 2 yrs 6 mos
Fidelity Brokerage Services LLCBroker
October 2015 - April 2016 · 6 mos
Aj Wealth
July 2014 - June 2018 · 3 yrs 11 mos
The Ayco Company,l.p.
July 2007 - July 2014 · 7 yrs
Mercer Allied Company, L.P.Broker
March 2007 - July 2014 · 7 yrs 4 mos
Goldman, Sachs & CO.Broker
December 2005 - March 2007 · 1 yr 3 mos
Mercer Allied Company, L.P.Broker
June 2002 - December 2005 · 3 yrs 6 mos
Salomon Smith Barney INC.Broker
April 2001 - May 2002 · 1 yr 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.