Tricia Marchand
Tricia Marchand is a registered investment advisor at Cetera Investment Advisers LLC, based in Baton Rouge, LA, with 15 years of industry experience. Tricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
11929 Bricksome Ave, Baton Rouge, LA, 70816
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Tricia sells equity indexed annuities through Avantax Affiliated Insurance Agency, dedicating minimal time to this. She also manages Alliance Wealth Management, LLC, where she works as an independent registered representative for Avantax, dedicating full-time hours to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.