Brian Gray is a registered investment advisor, based in Jordan, MN, with 26 years of industry experience.
Location
Jordan, MN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
American Enterprise Investment Services INC.
June 2020 - Present · 5 yrs 11 mos
American Enterprise Investment Services INC.Broker
June 2020 - Present · 5 yrs 11 mos
Ameriprise Financial Services, LLC
February 2014 - Present · 12 yrs 3 mos
Ameriprise Financial Services, LLC
March 2000 - Present · 26 yrs 2 mos
Ameriprise Financial Services, LLCBroker
March 2000 - Present · 26 yrs 2 mos
Previous Registrations
Ids Life Insurance CompanyBroker
March 2000 - July 2006 · 6 yrs 4 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.