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CFP

Andrew Roberson

Emerson Equity LLC
21 Years of Experience
Walnut Creek, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Roberson is a CFP-designated registered investment advisor at Emerson Equity LLC, based in Walnut Creek, CA, with 21 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.

Emerson Equity LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
620 clients
Average Client Portfolio
$519K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Walnut Creek, CA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Settled
Employment Separation After Allegations
July 2025
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew is an insurance broker, providing brokerage services to clients outside of GLIC's product portfolio since 2018, dedicating a few hours per week to this. He also auditions for commercial voiceovers a couple of times a year, spending minimal time on this non-investment related activity.

Employment History
Current Registrations
Emerson Equity LLC
August 2025 - Present · 1 yr 2 mos
Emerson Equity LLCBroker
August 2025 - Present · 1 yr 2 mos
Emerson Equity LLC
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Park Avenue Securities LLC
May 2018 - July 2025 · 7 yrs 2 mos
Park Avenue Securities LLCBroker
April 2018 - July 2025 · 7 yrs 3 mos
Securian Financial Services, INC.
June 2010 - May 2018 · 7 yrs 11 mos
Securian Financial Services, INC.Broker
June 2010 - May 2018 · 7 yrs 11 mos
Lincoln Financial Advisors Corporation
January 2005 - June 2010 · 5 yrs 5 mos
Lincoln Financial Advisors CorporationBroker
January 2005 - June 2010 · 5 yrs 5 mos
The Lincoln National Life Insurance CompanyBroker
January 2005 - May 2006 · 1 yr 4 mos
State Registrations9 states
AZCAIDILMNNVOHPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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