Mark Saya is a registered investment advisor at LPL Financial LLC, based in Cortland, NY, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17-29 Main Street, Suite 314, Cortland, NY, 13045
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark sells life insurance and annuities with various companies in NY, FL, and MD, and works as a tax preparer, dedicating a few hours per week to this. He is also a member of Meridian Wealth Advisors LLC and a senior partner at Meridian Wealth Management, dedicating full-time hours to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
LPL Financial LLCBroker
Key Investment Services LLCBroker
Key Investment Services LLC
Mcdonald Investments INC.
Mcdonald Investments INC.Broker
Cadaret, Grant & CO., INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.