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Amy Rowe-Stahl

Frost Investment Services
14 Years of Experience
Spring, TX
1 DisclosureBroker
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Amy Rowe-Stahl is a registered investment advisor at Frost Investment Services, based in Spring, TX, with 14 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,656 clients with $3.7B in assets under management.

Frost Investment Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
162 advisors
IM Fee
Planning only
Assets Under Management
$3.7B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

215 E Shore Dr, Spring, TX, 77380

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2017
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Frost Brokerage Services, INC.Broker
November 2023 - Present · 2 yrs 11 mos
Frost Investment Services
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2021 - October 2023 · 2 yrs 3 mos
Wells Fargo Clearing Services, LLC
July 2021 - July 2021 · 0 mos
Bbva Securities INC.Broker
May 2013 - July 2021 · 8 yrs 2 mos
PNC Managed Account Solutions, INC.
February 2013 - July 2021 · 8 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
February 2013 - May 2013 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - February 2013 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - February 2013 · 1 yr 3 mos
State Registrations6 states
IDNCNMSCTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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