James Krause is a registered investment advisor at LPL Financial LLC, based in West Chester, PA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1065 Andrew Drive, West Chester, PA, 19380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James operates his LPL business under the DBA Wealthcare Partners. This activity is investment-related and takes nearly all of his time.
Employment History
Current Registrations
LPL Financial LLCBroker
Wealthcare Advisory Partners LLC
Previous Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Advisornet Financial
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Princor Financial Services CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Villanova Securities LLCBroker
Sei Investments Distribution CO.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.