BF
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Brian Franklin

25 Years of Experience
San Jose, CA
Broker

Brian Franklin is a registered investment advisor at Morgan Stanley, based in San Jose, CA, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

225 West Santa Clara Street, Suite 900, San Jose, CA, 95113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian referees basketball games for Executive Sports Management, dedicating a few hours per week. He also owns rental property and is a board member for the Coalition for the Unhoused of Silicon Valley, spending minimal time on each.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2000 - June 2009 · 8 yrs 10 mos
Citigroup Global Markets INC.Broker
April 2000 - June 2009 · 9 yrs 2 mos
State Registrations37 states
ARAZCACOCTFLHIIDILINKSKYLAMAMDMIMOMSMTNCNENMNVNYOHORPARISCSDTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Franklin - Financial Advisor | TrueAdvisor