JA
JA

Jason Auten

19 Years of Experience
Bellevue, WA
Broker

Jason Auten is a registered investment advisor at D.A. Davidson & CO., based in Bellevue, WA, with 19 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

10400 NE 4th St., Suite 400, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jason is a board member/treasurer for Bellevue West Little League and an investment committee member for Kindering. These activities involve attending meetings and managing finances, taking a few hours per week.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
April 2023 - Present · 3 yrs 1 mo
D.A. Davidson & CO.
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2015 - May 2023 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLC
July 2015 - May 2023 · 7 yrs 10 mos
Morgan StanleyBroker
August 2011 - July 2015 · 3 yrs 11 mos
Morgan Stanley
August 2011 - July 2015 · 3 yrs 11 mos
Wells Fargo Advisors, LLC
January 2011 - June 2011 · 5 mos
Wells Fargo Advisors, LLCBroker
January 2011 - June 2011 · 5 mos
Wells Fargo Investments, LLC
December 2006 - January 2011 · 4 yrs 1 mo
Wells Fargo Investments, LLCBroker
October 2006 - January 2011 · 4 yrs 3 mos
Eaton Vance Distributors, INC.Broker
October 2002 - June 2003 · 8 mos
State Registrations13 states
AZCACTDCILMINVNYORPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Auten - Financial Advisor | TrueAdvisor