W. Morris
W. Morris is a registered investment advisor at Cetera Investment Advisers LLC, based in Ardmore, PA, with 21 years of industry experience. W. operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Ardmore, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
W. is an insurance agent for Avantax Insurance Agency/Services, selling approved insurance products and meeting with clients to assess their needs, dedicating a few hours per week. W. is also a sole proprietor operating as The Morris Financial Group for marketing investment and insurance services, spending nearly full-time on portfolio construction, retirement planning, and investment planning.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
NFP Advisor Services, LLC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.