John Hayes is a registered investment advisor, based in New York, NY, with 22 years of industry experience.
Location
Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
John has an LLC that was previously used for 1099 purposes when he was with Monte Capital. He is currently in the process of closing the LLC, and no business is currently being conducted through it.
Employment History
Current Registrations
Citi Private Alternatives, LLCBroker
Citi Private Alternatives, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Citi Global Advisory, LLC
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Northern Lights Distributors, LLCBroker
AXA Advisors, LLCBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Institutional Investments INC.Broker
J.P. Morgan Asset Management
Jpmorgan Distribution Services, INC.Broker
Blackrock Investments, INC.Broker
Blackrock Investment Management LLC
Merrill Lynch Investment Managers LP
Fam Distributors, INC.Broker
Cibc World Markets CORP.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.