David Soper
David Soper is a registered investment advisor at Osaic Wealth, INC., based in Warrenville, IL, with 25 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
27575 Ferry Rd, Ste 101, Warrenville, IL, 60555
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2012Customer Dispute
May 2006Other Business ActivitiesSells Insurance
David is a Vice President at Northpoint Financial Group, selling traditional insurance, which takes minimal time. He is also a co-owner of Salon St. Clair, a hair salon run by his spouse, and a trustee for Karen L. Soper ILIT, spending minimal time processing deposits and distributions.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Wma Securities, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.