Umberto Perez is a registered investment advisor, based in Coral Gables, FL, with 26 years of industry experience. Umberto is also registered as a broker, so some compensation may come from commissions on products sold.
Location
814 Ponce De Leon, Suite 500, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Umberto is a principal at Castleview Partners, providing advisory services, and spends about half his time there. He is also president of Fixed Insurance and UP Capital Management LLC, dedicating about 40% of his time to each, and owns real estate, spending minimal time managing properties and collecting rent.
Employment History
Current Registrations
Kovack Securities INC.Broker
Castleview Partners, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Global Wealth Advisors
Argentus Advisors, LLC
Argentus Securities, LLCBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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