DP
DP

Doug Piazza

25 Years of Experience
Elkhart, IN
Broker

Doug Piazza is a registered investment advisor at Wells Fargo Advisors, based in Elkhart, IN, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

663 County Road 17, Ste 5, Elkhart, IN, 46516

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Doug has 50% ownership in Piazza Blue Wealth Management, LLC and 100% ownership in Piazza Dude LLC, both investment-related, spending full-time at the former. He also acts as co-trustee for Piazza Blue Wealth Management 401K PSP 401K, dedicating minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
November 2021 - Present · 4 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2008 - November 2021 · 13 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - November 2021 · 13 yrs 10 mos
A. G. Edwards & Sons, INC.
September 2000 - January 2008 · 7 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
April 2000 - January 2008 · 7 yrs 9 mos
State Registrations33 states
AKALARAZCACOCTDCFLGAIDILINKSKYMAMDMIMONCNJNYOHPARISCTNTXUTVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Doug Piazza - Financial Advisor | TrueAdvisor