James L'esperance
James L'esperance is a ChFC-designated registered investment advisor at Barking Sands Capital, based in Minnetonka, MN, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 76 clients with $45M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3M+ | 0.50% |
Fees are negotiable and a $1,500 minimum annual fee applies.
Fee Estimator
Location
5125 County Rd. 101 Suite 105, Minnetonka, MN, 55345
Get directionsHistory
Regulatory History (1)
Regulatory
July 2005Other Business ActivitiesSells Insurance
James is a licensed insurance agent selling and servicing fixed insurance products, including life insurance and annuities.
Employment History
Current Registrations
Barking Sands Capital
Previous Registrations
Capital Analysts, IncorporatedBroker
Signator Investors, INC.Broker
New England SecuritiesBroker
Hantz Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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