TrueAdvisor
TrueAdvisor
SW
CFP
SW
CFP

Stephen Weatherby

Parallel Advisors, LLC
16 Years of Experience
Durango, CO
View SEC Summary
View SEC Summary

Stephen Weatherby is a CFP-designated registered investment advisor at Parallel Advisors, LLC, based in Durango, CO, with 16 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 4,240 clients with $10B in assets under management.

Parallel Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
77 advisors
Number of Clients
4,240 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$10.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.25%
$250K - $2.0M1.00%
$2.0M - $4.0M0.85%
$4.0M - $6.0M0.70%
$6.0M - $10.0M0.60%
$10.0M - $25.0M0.50%
$25M+0.30%

Fees are negotiable at the firm's discretion. There is a general minimum annual fee of $7,500. At no time shall the effective advisory fee exceed 2.00% of assets under management.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

125 East 32nd St, Suite 4, Durango, CO, 81301

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Parallel Advisors, LLC
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Autus Asset Management, LLC
April 2021 - February 2023 · 1 yr 10 mos
Integrated Financial Planning, P.C.
August 2016 - July 2021 · 4 yrs 11 mos
Sharkey Howes & Javer INC
October 2012 - August 2016 · 3 yrs 10 mos
Bullock Capital Alliance, INC.
January 2010 - January 2011 · 1 yr
Strasbaugh Financial Advisory, INC.
May 2007 - November 2008 · 1 yr 6 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Durango, CO →All financial advisors in Colorado →