JV
JV

Juan Vega

20 Years of Experience
St. Petersburg, FL
Broker

Juan Vega is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
November 2024 - Present · 1 yr 6 mos
Raymond James & Associates, INC.Broker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Fisher Investments
February 2022 - October 2024 · 2 yrs 8 mos
E*trade Capital Management, LLC
July 2019 - January 2022 · 2 yrs 6 mos
E*trade Securities LLCBroker
July 2019 - January 2022 · 2 yrs 6 mos
Mutual of America Securities LLCBroker
March 2019 - July 2019 · 4 mos
Mutual of America Life Insurance CompanyBroker
March 2019 - July 2019 · 4 mos
Ifs SecuritiesBroker
August 2018 - October 2018 · 2 mos
Scottrade Investment Management
February 2016 - March 2018 · 2 yrs 1 mo
Scottrade, INC.Broker
December 2015 - March 2018 · 2 yrs 3 mos
Scottrade Investment Management
December 2015 - February 2016 · 2 mos
Amerivest Investment Management, LLC
August 2014 - November 2015 · 1 yr 3 mos
TD Ameritrade, INC.
August 2014 - November 2015 · 1 yr 3 mos
TD Ameritrade, INC.Broker
July 2014 - November 2015 · 1 yr 4 mos
Oppenheimerfunds Distributor, INC.Broker
March 2011 - June 2014 · 3 yrs 3 mos
Transamerica Capital, INC.Broker
July 2007 - June 2009 · 1 yr 11 mos
Charles Schwab & CO., INC.Broker
October 2005 - February 2006 · 4 mos
Chase Investment Services CORP.Broker
July 2005 - October 2005 · 3 mos
Banc One Securities CorporationBroker
June 2005 - July 2005 · 1 mo
Gwfs Equities, INC.Broker
July 2000 - January 2004 · 3 yrs 6 mos
American Express Financial Advisors INC.Broker
May 2000 - June 2000 · 1 mo
Ids Life Insurance CompanyBroker
May 2000 - June 2000 · 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.