Yongyi Fan is a registered investment advisor, based in Ann Arbor, MI, with 15 years of industry experience.
Location
Ann Arbor, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yongyi is an agent for Peace of Mind Wealth Management and Guardian Financial Alliance, distributing and selling insurance products, dedicating about a quarter of his time to the former and about 10-20% of his time to the latter. Yongyi is also an IAR for TLG Advisors Inc, but dedicates no time to this activity.
Employment History
Current Registrations
The Leaders Group, INC.
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Tlg Advisors, INC.
The Leaders Group, INC.Broker
Transglobal Advisory, LLC
Globalink Securities, INC.Broker
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
World Group Securities, INC.Broker
Wma Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.