Monica Daggs is a registered investment advisor at LPL Financial LLC, based in Clive, IA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clive, IA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Monica is the sole trustee for the Selman Family Trust, spending minimal time per month on this. She also owns CDM Coaching, LLC and works as a baker at Iowa Orchard, dedicating about a quarter of her time to the latter.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisors LLCBroker
Cetera Advisor Networks LLCBroker
Cetera Financial Specialists LLCBroker
Cetera Investment Services LLCBroker
First Allied Securities, INC.Broker
Summit Brokerage Services, INC.Broker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.