Mendy Morgan is a registered investment advisor, based in Punta Gorda, FL, with 20 years of industry experience.
Location
Punta Gorda, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mendy is a Compliance & Supervision Principal at The Ameriflex Group, Inc., acting as an OSJ delegate. His supervisory and compliance duties related to the independent RIA and its role with the B/D and supervised advisors take up more than full-time hours.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.Broker
Cetera Advisor Networks LLC
Summit Financial Group INC
Cetera Advisor Networks LLCBroker
Summit Brokerage Services, INC.Broker
Summit Brokerage Services, INC.Broker
Regulus Advisors, LLCBroker
Royal Securities CompanyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
USA Advanced Planners INC.Broker
New England SecuritiesBroker
Raymond James Financial Services, INC.Broker
Hold Brothers On-Line Investment Services INC.Broker
State Registrations2 states
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