VV
CFP
VV
CFP

Victor Vyas

24 Years of Experience
Freehold, NJ
6 DisclosuresBrokerSells Insurance

Victor Vyas is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Freehold, NJ, with 24 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

4400 Route 9 South, Ste 1000, Freehold, NJ, 07728

Get directions

History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018
Denied
Customer Dispute
January 2018
Closed-No Action
Customer Dispute
January 2017
Denied
Customer Dispute
January 2015
Denied
Customer Dispute
November 2011
Denied
Regulatory
October 2010
Final
Other Business ActivitiesSells Insurance

Victor sells individual life/health, property & casualty, group life/health, and fixed annuities. He also services existing equity indexed annuities, dedicating minimal time to these activities.

Employment History
Current Registrations
MML Investors Services, LLC
May 2019 - Present · 7 yrs 2 mos
MML Investors Services, LLCBroker
April 2019 - Present · 7 yrs 3 mos
MML Investors Services, LLC
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - August 2017 · 5 mos
MML Investors Services, LLCBroker
March 2017 - August 2017 · 5 mos
Msi Financial Services, INC.
November 2012 - March 2017 · 4 yrs 4 mos
Metlife Securities INC.
January 2007 - April 2011 · 4 yrs 3 mos
Metlife Securities INC.
July 2002 - May 2006 · 3 yrs 10 mos
Msi Financial Services, INC.Broker
April 2000 - March 2017 · 16 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
April 2000 - July 2007 · 7 yrs 3 mos
State Registrations7 states
CODEFLMDNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Victor Vyas - Financial Advisor | TrueAdvisor